Compliance, Enforcement, and Risk Management Posts

Not-for-Profit Compliance: Doing More With Less

Kitty Holt, ethics and compliance officer at Plan International USA, and Ray Justice, senior director of compliance operations and awards at Plan International USA, talk to The Wall Street Journal about how nonprofit organizations operate without all the resources available to big corporations and the compliance challenges of working with project partners.

Corporate Criminal Enforcement in the United States: Using Negotiated Settlements to Turn Potential Corporate Criminals into Corporate Cops

Corporate criminal enforcement in the United States differs from other countries in three ways. First, the United States can impose criminal liability on corporations in a broader range of cases than other countries. Second, almost all corporate criminal resolutions involving large firms take the form of negotiated settlements. Third, the United States grants prosecutors both more choices and more discretion when resolving criminal cases: prosecutors can enter into guilty pleas or pre-trial diversion agreements (deferred and non-prosecution agreements).